Authors
- Natalia Pappo — Klinički bolnički centar Rijeka, Rijeka, Hrvatska — ORCID: 0000-0002-9667-7782
- Jure Samardžić — Medicinski fakultet Sveučilišta u Zagrebu i Klinički bolnički centar Zagreb, Zagreb, Hrvatska — ORCID: 0000-0002-9346-6402
- Hrvoje Jurin — Medicinski fakultet Sveučilišta u Zagrebu i Klinički bolnički centar Zagreb, Zagreb, Hrvatska — ORCID: 0000-0002-2599-553X
- Boško Skorić — Medicinski fakultet Sveučilišta u Zagrebu i Klinički bolnički centar Zagreb, Zagreb, Hrvatska — ORCID: 0000-0001-5979-2346
- Maja Čikeš — Medicinski fakultet Sveučilišta u Zagrebu i Klinički bolnički centar Zagreb, Zagreb, Hrvatska — ORCID: 0000-0002-4772-5549
- Davor Miličić — Medicinski fakultet Sveučilišta u Zagrebu i Klinički bolnički centar Zagreb, Zagreb, Hrvatska — ORCID: 0000-0001-9101-1570
Abstract
Advanced heart failure (HF) is characterized by refractory symptoms and frequent rehospitalizations despite the optimal medical therapy. The prevalence of end-stage HF is increasing due to the increasing number of patients with risk factors for cardiovascular diseases and the ageing of the population, and it is a great clinical challenge and burden for the healthcare system. The prognosis of the disease is poor, with a one-year mortality rate of 25% to 75%. Given that the optimal medical therapy is of limited effect, advanced therapeutic methods which include heart transplantation and the mechanical circulatory support are being considered in the treatment of such patients. Heart transplantation is the gold standard for the treatment of end-stage HF, but due to the limited number of donor organs and certain contraindications, some patients will not be treated with this method. Short-term devices for mechanical circulatory support can be used in the treatment of cardiogenic shock and acute deterioration as a bridge to decision, recovery, upgrade or heart transplantation. Long-term devices for left ventricular support are implanted as a bridge to heart transplantation or as destination therapy in patients who are permanently ineligible for heart transplantation. The main challenge in the adequate use of heart transplantation is the disproportion between the need and the number of donors, which requires optimal screening of candidates and better rationalisation of resources. Despite advances in the technology of the devices for mechanical circulatory support, their full potential is limited due to the still underdeveloped long-term right ventricular support, the underdeveloped complete intracorporeal system, the cost (availability) and possible adverse events after implantation such as driveline infections, systemic thrombosis or bleeding. Application of advanced methods of treating HF in carefully selected patients is essential for a successful outcome. Delayed referral of such patients to transplant centres further limits therapeutic options. This paper presents the challenges in the treatment of patients with end-stage HF with reference to the disease itself, pharmacotherapy and the use of advanced treatment methods.
Keywords
uznapredovalo zatajivanje srca, farmakoterapija, napredne metode liječenja, transplantacija srca, mehanička cirkulacijska potpora, advanced heart failure, pharmacotherapy, advanced treatment methods, heart transplantation, mechanical circulatory support
DOI
https://doi.org/10.15836/ccar2024.270Full Text
## Introduction Heart failure (HF) is a clinical syndrome caused by various structural and/or functional abnormalities of the heart that lead to reduced cardiac output and/or increased ventricular filling pressure at rest or exercise. It is characterized by symptoms such as shortness of breath and general fatigue, and signs such as increased jugular venous pressure, lung crepitations and peripheral edema (1). It is estimated that 64.3 million people in the world suffer from HF. The prevalence is about 1–2% in the adult population and increases with age. In people over the age of 70, the total prevalence is above 10%. HF significantly affects the patients’ quality of life and is characterized by high mortality and morbidity (1-5). Jones et al. conducted a meta-analysis that included more than 1.5 million patients with HF and estimated one-year survival at 86.5%, two-year at 72.6%, five-year at 56.7% and ten-year at 34.9% (6). HF represents an increasing financial problem due to the high total cost of treatment, and it is estimated that in developed countries about 2–3% of the total health system cost relate to the treatment of HF. Furthermore, it is predicted that the number of patients with HF will increase by 46% and that HF-related costs will increase by 127% in the period from 2012 to 2030 (7, 8). Chronic HF ultimately progresses to the end stage of the disease, which is characterized by poor prognosis, i.e. one-year mortality ranging between 25% and 75%. Patients with acute HF can also present with an advanced clinical picture. It is estimated that 1–10% of patients with HF are in the end stage, and the prevalence is continuously increasing due to the ageing of the population and the increasing number of patients with risk factor for cardiovascular diseases (1, 9). ## Advanced or end-stage heart failure According to the Heart Failure Association of the European Society of Cardiology (HFA-ESC) all the following criteria must be met to define end-stage HF despite the optimal guideline-directed medical therapy (GDMT): 1. severe and persistent symptoms of HF (NYHA class III or IV), 2. severe cardiac dysfunction characterized by at least one of the following criteria: reduced left ventricular ejection fraction (LVEF) ≤ 30% isolated right ventricular failure inoperable severe valvular disease inoperable severe congenital defects persistently high (or increasing) levels of brain natriuretic peptide (BNP) or N-terminal pro-brain natriuretic peptide (NT-proBNP) and presence of severe diastolic dysfunction or structural abnormalities of the left ventricle, 3. episodes of pulmonary or systemic congestion requiring high-dose intravenous diuretics (or combinations of diuretics); or episodes of reduced cardiac output that require inotropic support or the use of vasoactive drugs; or malignant arrhythmias causing > 1 unplanned visit to the doctor or hospitalization in the last 12 months, 4. significant exercise intolerance with the inability to perform physical activity or the six-minute walk test (6MWT) 20**. FIGURE 2. Heart failure optimal therapy optimisation – A) conventional; B) intensified (adjusted from (20)). ACE-I – angiotensin-converting enzyme inhibitor; ARB – angiotensin receptor blocker; ARNI – angiotensin receptor-neprilysin inhibitor; BB – beta blocker; GDMT – guideline-directed medical therapy; MRA – mineralocorticoid receptor antagonist; SGLT2 – sodium-glucose co-transporter 2 ## BETA BLOCKERS Beta blockers are one of the basic therapies for HF, but only a few studies have focused on their use in the end stage HF. The COPERNICUS study included 2,289 patients with significantly reduced left ventricular ejection fraction (LVEF 6 mEq/L after MRA introduction, it is recommended to discontinue all drugs that interact with RAAS (16). Eplerenone, as a more selective MRA than spironolactone, is a better choice due to a lower side effect rate. ## SGLT2 INHIBITORS SGLT2i are new drugs in the treatment of chronic HF. Initially developed as hypoglycemics, their positive effect on major cardiovascular (CV) outcomes in HF, regardless of the presence of diabetes, was proven by two studies at the end of the last decade: EMPEROR-Reduced for empagliflozin and DAPA-HF for dapagliflozin (26, 27). SGLT2i are the only group of drugs that affects HF prognosis across the ejection fraction spectrum with a good safety profile, multiple beneficial effects and simple dosing. There is clear evidence of benefit in HF with slightly reduced and preserved ejection fraction for empagliflozin (EMPEROR-Preserved) and dapagliflozin (DELIVER) (28, 29). The mechanisms by which SGLT2i act to improve the disease are multiple and still insufficiently investigated. In addition to glycemic control, some of them include natriuresis, reduction of endothelial dysfunction, reduction of pro-inflammatory cytokine production, reduction of oxidative stress, regulation of hyperuricemia and hyperfiltration in kidneys, reduction of intraglomerular pressure and albuminuria. When starting therapy with RAAS inhibitors, ARNI or SGLT2i, a temporary deterioration of renal function can be expected so there is no need to rush to discontinue these drugs, especially if the increase in creatinine is 25 mL/min/1.73 m2 (1). ## DIURETICS AND TREATMENT OF CONGESTION Improvement of the symptoms of congestion in patients with end-stage HF can be achieved by using diuretics in high dose or continuous infusion, and decongestion is considered as a significant prognostic factor of survival. A mild and transient increase in creatinine in the treatment of acute HF is not associated with a worse outcome if the patient shows no signs of congestion. However, the clinical course of end-stage HF is characterized by the development of cardiorenal syndrome and resistance to diuretics, which further complicates treatment. In order to achieve the desired effect, it is necessary to progressively increase the dose due to resistance, and one of the main mechanisms of resistance is remodelling of the nephron due to prolonged treatment with diuretics. In the case of resistance, the first therapeutic option is to increase the oral dose of loop diuretics, and patients with an inadequate response should receive intravenous diuretics with an initial dose higher than the oral one. If adequate diuresis is not achieved with the applied therapy, further treatment includes a combination of loop diuretics and other diuretics. It is important to point out that this combination can result in hypokalemia and hyponatremia. If the applied therapy did not achieve the desired outcome and adequate diuresis, it is necessary to consider ultrafiltration as the next therapeutic option. It is necessary to determine the speed of ultrafiltration. Due to reduced capillary refill, ultrafiltration speed >250 mL/h is not recommended (9, 16, 30, 31). Resistance to diuretics and deterioration of renal function are indicators of end-stage HF and the need for advanced treatment (32, 33). ## OTHER DRUGS IN CHRONIC HEART FAILURE For certain groups of patients, the use of some other drugs is also considered. Ivabradine – an If channel blocker in the sinoatrial node can be given to HF patients who are in sinus rhythm with heart rate >70/min and who cannot tolerate beta blockers. Digoxin, an antiarrhythmic and inotrope, is a therapeutic option in patients with HFrEF who have persistent tachyarrythmic form of atrial fibrillation (1). Administration of iron-hydroxymaltose intravenously in iron-deficient patients is safe and improves symptoms regardless of presence of anaemia (34). Therefore, a routine check for iron deficiency in HF patients is recommended. Vericiguat is a new drug as an option in the treatment of HF. It is a soluble guanylate cyclase (sGC) stimulator which increases nitric oxide production. It achieves its effect by directly stimulating sGC independently of nitric oxide and sensitises sGC to endogenous nitric oxide. This stabilises the binding of nitric oxide to the binding site. The VICTORIA study included patients with worsening symptoms and HFrEF who had recently been hospitalized or who had received intravenous diuretic therapy. The study included 5,050 patients with chronic heart failure, NYHA class II–IV, LVEF 9**. ### TABLE 2: Suggested criteria to trigger referral to an advanced heart failure centre. ( 9 ) | Clinical | • >1 HF hospitalization in last year • NYHA class III–IV • Intolerant of optimal dose of any GDMT HF drug • Increasing diuretic requirement • SBP ≤90 mmHg • Inability to perform CPET/6MWT • CRT non-responder clinically • Cachexia, unintentional weight loss • low KCCQ score • high MLHFQ score | | --- | --- | | Laboratory | • eGFR2 • SCr ≥ 160 µmol/L • K >5.2 or 35 (53). In addition to the cardiopulmonary stress test, risk assessment models are also used; transplantation should be considered if the estimated one-year survival according to the SHFM is 35 kg/m2 alcohol or drug addiction lack of social support that would ensure adequate care outside the hospital system (9, 58). In most cases, end-stage HF leads to deterioration of kidney and liver function and is characterized by the development of cardiorenal syndrome which can rapidly progress to an irreversible stage. Creatinine clearance and estimated glomerular filtration rate are used to assess renal function, however no predictive factor is available to assess the recovery of renal function after transplantation. Renal dysfunction significantly affects the post-transplant outcome, and sometimes a combined heart and kidney transplantation is required. Abnormal liver function is associated with a worse outcome after transplantation, and an additional challenge is the assessment of irreversible damage, given that imaging methods often provide inconsistent results (32, 53, 58). Right heart catheterization is a mandatory test performed in all candidates for heart transplantation and must be repeated periodically while the patient is waiting on the transplant list (53). If PVR or TPG are elevated, it is necessary to check its reversibility using vasodilators or inotropic support. Pulmonary hypertension is reversible if the pulmonary systolic pressure falls under 50 mmHg, transpulmonary gradient 20%), and it is believed that the number of sensitized patients is increasing due to the increasingly frequent MCS implantation as bridge therapy (55, 71, 72). The allocation system needs to be improved in order to optimize resources in a fair and ethical manner, which is especially challenging because a further increase in the organ demand/supply ratio is expected (73). ## Mechanical circulatory support The limited number of donor organs and the increase in the number of patients who are not eligible for heart transplantation have resulted in the advancement in MCS technology and its use in the treatment of patients with end-stage HF. MCS can be implanted percutaneously or surgically, and there are devices for short-term and long-term use. Short-term devices are used over several days or weeks in order to achieve cardiogenic shock stabilization, most often as a bridge to decision (BTD) or a bridge to recovery (BTR). Care for patients with implanted short-term devices is very complex and requires a decision to remove the device if there is no recovery of function and no exit strategy. Long-term devices are used in carefully selected patients as a bridge therapy until heart transplantation (bridge to transplantation, BTT) or a bridge to candidacy (BTC), and the number of implanted devices as destination therapy (DT) in patients who are not candidates for transplantation is increasing (**table 3**) (1, 54). ### TABLE 3: Indications and reasons for mechanical circulatory support implantation (adjusted from ( 1 )). | Bridge to decision (BTD)/ Bridge to bridge (BTB) | Short-term MCS (ECMO or Impella) in patients with cardiogenic shock until stabilization and evaluation for eligibility for long-term VAD therapy or heart transplant | | --- | --- | | Bridge to candidacy (BTC) | MCS (usually LVAD) to improve end-organ function and/or to make an ineligible patient eligible for heart transplantation | | Bridge to transplantation (BTT) | Use of MCS (LVAD, BiVAD or TAH) to keep a patient alive before transplantation until a donor organ becomes available | | Bridge to recovery (BTR) | Use of MCS (short-term or long-term) to keep a patient alive until cardiac function recovers sufficiently to remove MCS | | Destination therapy (DT) | Long-term use of MCS (LVAD) as an alternative to transplantation in patients with end-stage HF ineligible for transplantation | [†] BiVAD – biventricular assist device; ECMO – extracorporeal membrane oxygenation; HF – heart failure; LVAD – left ventricular assist device; MCS – mechanical circulatory support; TAH – total artificial heart; VAD – ventricular assist device Evaluation and selection of candidates along with timely MCS consideration are the foundation for a successful treatment outcome. Candidates for this type of treatment of advanced HF are patients with persistent severe symptoms despite optimal therapy, without severe right ventricular dysfunction and/or severe tricuspid regurgitation, with a stable psychosocial status and without contraindications, and who also meet at least one of the following criteria: - LVEF 2 2 - ≥3 hospitalizations in the previous 12 months without a clear precipitating cause - dependence on intravenous inotropic support or a short-term MCS - progressive end-organ dysfunction (deterioration of renal and/or liver function, type 2 pulmonary hypertension, cardiac cachexia) due to reduced perfusion and not to inadequately low ventricular filling pressure (PCWP ≥20 mmHg, systolic blood pressure ≤90 mmHg, cardiac index ≤2 L/min/m2) (1). The Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS) classification is used for selecting patients for MCS implantation. Patients are divided into 7 groups based on the clinical picture of end-stage HF: - INTERMACS 1 – cardiogenic shock – intervention required within a few hours - INTERMACS 2 – progressive decline with escalation of inotropic support – intervention required within days - INTERMACS 3 – patient stable but inotrope dependent – elective intervention within a few weeks or months - INTERMACS 4 – frequent decompensation and discomfort at minimum exertion (‘frequent flyer’) – elective intervention within a few weeks or months - INTERMACS 5 – no complaints at rest and basic minimal activity – variable urgency of intervention - INTERMACS 6 – ‘walking wounded’ – patient can leave the house, but has fatigue after the first few minutes of any meaningful activity – variable urgency of intervention - INTERMACS 7 – NYHA class III – without recent decompensation – consider treatment without intervention (1). Patients referred for implantation are mostly classified as INTERMACS 1–4. However, it is important to point out that profile 1 is associated with high mortality after LVAD implantation (54). In patients classified as INTERMACS 1 and 2, a short-term MCS is implanted as a bridge to decision or to implantation of long-term devices or to urgent transplantation (1). Implantation of a long-term LVAD should be considered in patients of INTERMACS 2–4, but also in INTERMACS 5 and 6 if they have some of the following high-risk factors: repeated hospitalizations, progressive end organ failure, refractory congestion, inability to perform cardiopulmonary exercise test or achieved peak oxygen consumption 4. In the BTT indication, 54% of patients received a heart transplant within five years, and 26% of them were still alive (74). The MOMENTUM 3 study has been the largest LVAD study to date, showing a two-year survival of almost 80%, and a five-year survival on the HeartMate3 LVAD of almost 60% (75). Similar 5-year survival was also described in other publications that analysed large registries of patients with LVAD (74, 76). The age limit for LVAD implantation is not fixed, and patients should always be evaluated in a broader aspect. A large number of elderly patients have significant comorbidities that can affect treatment outcome, such as frailty and multiorgan dysfunction (77). According to the INTERMACS analysis, older age is associated with a worse outcome after LVAD implantation; one-year survival in patients ≥ 75 years was 69.6% and two-year survival was 46.2%. Furthermore, it was shown that age is a significant predictor of mortality after LVAD implantation and that older patients have a higher incidence of gastrointestinal bleeding (78). However, another study reported similar survival in patients above 70 years of age with an implanted LVAD compared to younger patients, and the frequency of complications was also similar between the groups (79). Frailty is associated with higher mortality in patients with end-stage HF and LVAD implantation, and also prolongs the duration of hospitalization. Frailty increases the chance of adverse events in patients with an implanted LVAD, and therefore it is necessary to take into account the potential benefits and risks of implantation in frail patients (80). However, regression of frailty may occur after device implantation. Maurer et al conducted a study involving frail patients above 60 years of age who were eligible for LVAD implantation as DT. Frailty was assessed before and after implantation, and a decrease in frailty was noted in an average of 50% of patients. Also, frailty regression had an effect on improving the quality of life and reducing the number of hospitalizations (81). It is assumed that the difference in outcome after device implantation and heart transplantation in frail patients depends on cardiac and non-cardiac causes of frailty. Furthermore, frailty can be fully or partially reversible after LVAD implantation as a BTT in younger patients with end-stage HF, which should be taken into account during patient evaluation. Further research is needed to uncover factors to differentiate between reversible and irreversible frailty (62). Significant aortic regurgitation in LVAD candidates results in a closed circuit in the circulation between the left ventricle and the device. Therefore, in that scenario the valve should be repaired or replaced when implanting an LVAD. In most cases, a bioprosthetic valve is implanted, considering that mechanical valves are associated with a higher risk of thrombosis. It is recommended to replace the already implanted mechanical valves with bioprosthetic valves before device implantation (40, 82). Renal dysfunction in patients with end-stage HF should be classified as primary or secondary, given that secondary dysfunction may become reversible after LVAD implantation. Significant dysfunction is a risk factor for early right ventricular failure, infection and increased mortality in patients with an implanted LVAD. It is necessary to rule out primary irreversible kidney disease with significant dysfunction, as it is considered a contraindication for long-term MCS implantation due to the poor prognosis (77, 83). Right ventricular failure is a significant complication that occurs in 25–30% of patients after LVAD implantation (75). During evaluation and selection, it is necessary to identify patients with a high risk of developing right ventricular failure, given that it is associated with high postoperative mortality and morbidity. Predictors of right ventricular failure include right ventricular function index 2, central venous pressure to pulmonary capillary wedge pressure (CVP/PCWP) ratio >0.63, pulmonary artery pulsatility index (PAPi) <2, 0 and echocardiographically proven right ventricular dysfunction (54, 84). Nevertheless, there are no known exact levels of right ventricular function that would constitute an absolute contraindication for LVAD implantation. Candidates for LVAD implantation must be highly motivated and cooperative throughout the entire treatment process. Alcohol and drug use are contraindications for LVAD implantation. The support of family and friends is extremely important in adapting the patient to a new lifestyle, and the lack of support is considered a contraindication for implantation. Psychosocial evaluation should determine the stability and availability of family support, which is needed for psychological support, help with dressing the driveline on the abdomen surface, changing batteries and supervising the medication. Such support is necessary for patients who are unable to take care of themselves (77, 85, 86). Permanently implanted devices are associated with certain risks and complications such as infections, bleeding, thrombosis and right ventricular failure (40). According to the INTERMACS report, the most common causes of rehospitalization after device implantation include bleeding, infections, neurological disorders and right ventricular failure (74). Infections of the driveline on the abdomen surface are one of the most common complications. Most infections are superficial, however, they can spread through the channel on the abdominal wall to the entire system. In order to reduce the risk of thrombosis, the use of anticoagulation therapy is mandatory. Bleeding is the main complication after device implantation. Gastrointestinal bleeding is considered a very challenging clinical dilemma affecting the management of LVAD patients. It most often occurs in the upper part of the digestive system, however, in 30–50% of cases the active site of bleeding cannot be detected. It is also known that LVAD can stimulate the development of angiodysplasia (9, 77, 83, 87). Pump thrombosis can occur in any part of the LVAD through which blood passes. It can consequently result in the development of cerebrovascular insult, pump dysfunction and, in some cases, pump failure, the development of cardiogenic shock and death. The gold standard in treatment is pump replacement; however, it is associated with significant morbidity and mortality. Stroke as a complication of LVAD implantation is the leading cause of disability and death in patients after implantation, and risk factors for its occurrence include infections, pump thrombosis and inadequate use of antithrombotic therapy (88). ## Palliative care Palliative care is an interdisciplinary approach aimed at improving the quality of life of patients and their caregivers in a way that provides physical, emotional, psychosocial and spiritual support to patients who are not eligible for active treatment. Although it is most often associated with patients suffering from malignant diseases, it is also very important in HF patients (89). This type of treatment should not necessarily be associated and given by a tertiary centre. The ideal time for introducing PC in cases of HF is not fully defined. The conversation about the introduction of PC should certainly be initiated in patients who are not eligible for advanced treatment methods, and who have frequent rehospitalizations related to the worsening of their condition, with recurrent ICD shocks and with severe anxiety and depression that significantly affect the quality of life (90). The aim of PC is to control symptoms, reduce distress, not hasten or delay death, provide support and help for patients to live as actively and as good as possible until death. Adequate implementation of PC includes interdisciplinary cooperation and coordination of different systems (medical, social, religious and others) and specialities (family doctor, nurse, psychologist and others). The benefits of introducing PC were demonstrated in the PAL-HF study, which included 150 patients with end-stage HF. The patients were randomized into two groups, one of which received the usual care, and the other received PC in addition to the usual care. The research showed that interdisciplinary PC in patients with end-stage HF resulted in a better quality of life, reduction of anxiety and depression (91). In a study conducted by Sahlolbey et al, it was shown that the introduction of PC in patients with end-stage HF is associated with a reduction in the number of hospitalizations, symptoms severity and quality of life improvement, but even so, its introduction had no effect on mortality compared to the usual care (92). Despite the progress in this area, additional efforts should be made for the timely introduction of PC considering that only 34% of patients are referred to PC in the last month of their life, and the average time from referral to death is less than 2 weeks (50). ## Conclusion Advanced HF is characterized by a poor prognosis despite advances in treatment and represents a significant clinical challenge. Timely referral of HF patients to specialized centres for advanced treatment methods (heart transplantation and MCS) is extremely important in order to improve the prognosis for these patients. Further efforts to improve the prevention, early detection and treatment of HF and good allocation of limited resources in the treatment of advanced HF are necessary to reduce mortality and improve the lives of many patients suffering from this clinical syndrome with a ‘malignant’ course.
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